Sam Young is a registered investment advisor at Integrity Alliance, LLC, based in Redlands, CA, with 10 years of industry experience. Sam operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management. Their firm serves 14,148 clients with $2.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Integrity Alliance offers investment management through various programs.
Edge Program:
- Fees include a program fee (up to 0.35% annually), an advisor fee (up to 2.00% annually), and potential third-party sub-advisor fees.
Select Program:
- Fees range from 1.00% to 2.80% annually on the first $1,000,000, 1.00% to 2.20% on the next $2,000,000, and 0.50% to 1.75% on assets over $3,000,000.
- A 0.10% trading platform fee is added to the maximum account fee for accounts with the broker-dealer arm.
Fees are assessed on all assets, including cash and money market balances. Margin accounts may incur additional fees. Fees are typically charged quarterly in advance, pro-rated for mid-quarter openings, and adjusted for significant deposits or withdrawals.
Location
1706 Plum Lane, Suite 124, Redlands, CA, 92374
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Sam sells fixed insurance and annuities through Sam Young Financial Services, and also works with Life Income Management West Coast Division in marketing, retirement strategy design, and annuity/investment sales. These activities take about 10-20% of Sam's time each, with the latter also taking 30 hours during trading hours; Sam also dedicates a few hours per week to ministry at Loma Linda Chinese Seventh Day Adventist Church and IT consulting at SEAPAC Innovations.
Employment History
Current Registrations
Integrity Alliance, LLC
Previous Registrations
Brokers International Financial Services, LLC.Broker
Nylife Securities LLCBroker
State Registrations1 state
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