Brian Kern is a registered investment advisor, based in Buffalo, NY, with 11 years of industry experience.
Location
369 Franklin Street, Cyclorama Building, Buffalo, NY, 14202
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Brian is a principal at Lumsden & McCormick, LLP, providing CPA services, dedicating full-time hours to this role. He also works as an advisor for Lumsden & McCormick Financial Services, LLC, spending a few hours per week providing advice and investment services to clients.
Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
Cetera Investment Advisers LLC
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.