Derek Thomsen
Derek Thomsen is a CFP-designated registered investment advisor at Legacy Investment Strategies, LLC, based in La Palma, CA, with 8 years of industry experience. Derek operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 218 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fee Estimator
Location
6 Centerpointe Drive, Suite 700, La Palma, CA, 90623
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Derek operates his LPL business under the DBA MGM Financial Group. He also works as a tax preparer/accountant/CPA through MGM Financial Group, dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Legacy Investment Strategies, LLC
LPL Financial LLCBroker
Previous Registrations
Crown Capital Securities, L.P.
Crown Capital Securities, L.P.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.