JM
JM
Joseph Mcmanus
9 Years of Experience
Scottsdale, AZ
1 DisclosureBroker
Joseph Mcmanus is a registered investment advisor at Vanguard Advisers, INC., based in Scottsdale, AZ, with 9 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 791,528 clients with $340B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
2420 advisors
IM Fee
Planning only
Assets Under Management
$344.6B
Fee Structure
Minimum Investment:None
Investment management only (planning not offered)
- Retirement plan consultation and financial plan (New model) — $250 for the consultation and plan, unless a lower fee was agreed upon with your plan sponsor.
- Retirement plan consultation and financial plan (Legacy model for accounts $50,000 to $500,000) — $250, unless you qualify for a fee waiver (waivers apply if you have over $500,000 in total Vanguard assets or are over age 55).
- Retirement plan consultation and financial plan (Legacy model for accounts under $50,000) — $1,000, unless you qualify for a fee waiver.
One-Time Plan:$250 - $1,000
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Location
14321 N Northsight Blvd, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
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Financial
December 2017Final
Employment History
Current Registrations
Vanguard Advisers, INC.
June 2026 - Present · 4 mos
Vanguard Marketing CorporationBroker
May 2026 - Present · 5 mos
Previous Registrations
Bancwest Investment Services, INC. (bwis)
January 2018 - June 2023 · 5 yrs 5 mos
Bancwest Investment Services, INC.Broker
January 2018 - June 2023 · 5 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - January 2018 · 3 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2014 - January 2018 · 3 yrs 4 mos
State Registrations6 states
ARAZMATXUTWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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