Samuel Meza is a registered investment advisor, based in Scottsdale, AZ, with 10 years of industry experience.
Location
14321 North Northsight Blvd, Scottsdale, AZ, 85260
Get directionsHistory
Regulatory History (1)
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Criminal
March 2004Final Disposition
Employment History
Current Registrations
Vanguard Advisers, INC.
September 2025 - Present · 8 mos
Vanguard Marketing Corporation
September 2025 - Present · 8 mos
Vanguard Marketing CorporationBroker
September 2025 - Present · 8 mos
Previous Registrations
Morgan Stanley
December 2024 - August 2025 · 8 mos
Morgan StanleyBroker
December 2024 - August 2025 · 8 mos
LPL Financial LLC
July 2023 - July 2024 · 1 yr
LPL Financial LLCBroker
July 2023 - July 2024 · 1 yr
Bancwest Investment Services, INC. (bwis)
March 2021 - July 2023 · 2 yrs 4 mos
Bancwest Investment Services, INC.Broker
February 2021 - July 2023 · 2 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2014 - March 2021 · 6 yrs 5 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2014 - March 2021 · 6 yrs 6 mos
State Registrations2 states
AZTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.