SB
SB
Stephen Brown
11 Years of Experience
Sperry, OK
1 DisclosureBrokerSells Insurance
Stephen Brown is a registered investment advisor at Cetera Investment Advisers LLC, based in Sperry, OK, with 11 years of industry experience. Stephen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
Sperry, OK
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2018Settled
Other Business ActivitiesSells Insurance
Stephen sells fixed insurance products including life, annuities, and long-term care, dedicating a few hours per week. He also teaches woodworking and owns Trident Financial Group LLC, a financial services company, dedicating about a quarter of his time.
Employment History
Current Registrations
Cetera Investment Advisers LLC
June 2023 - Present · 2 yrs 11 mos
Cetera Wealth Services, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Cetera Advisor Networks LLC
June 2023 - June 2023 · 0 mos
Edward Jones
January 2015 - June 2023 · 8 yrs 5 mos
Edward JonesBroker
November 2014 - June 2023 · 8 yrs 7 mos
State Registrations2 states
OKTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.