Alec Witkowski
Alec Witkowski is a registered investment advisor at LPL Financial LLC, based in Cassadaga, NY, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
86 N. Main Street, Cassadaga, NY, 14718
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alec is a life and health insurance sales agent since 2019, dedicating about a quarter of his time to this activity. He also sells home and auto insurance through Cesar Insurance Group. Additionally, Alec is the President/50% Owner of HY-Wit Corp and Chairman/CEO of Witco, Inc, spending about 10-20% of his time and about half his time, respectively, on these ventures.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
Cadaret Grant & CO INC
Cadaret, Grant & CO., INC.Broker
Blackridge Asset Management, LLC
Peak Brokerage Services, LLCBroker
Lincoln Financial Securities Corporation
Lincoln Financial Securities CorporationBroker
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.