Richard Solomon is a CFP-designated registered investment advisor, based in Mesa, AZ, with 11 years of industry experience.
Location
7254 E Southern Ave, Ste 103, Mesa, AZ, 85209
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Richard is a partner at Solomon CPAs & Financial Services, providing tax preparation, bookkeeping, and payroll services, dedicating nearly full-time hours to this. He also owns Rick S Solomon CPA PLLC, a consulting services pass-through entity, and Solomon Wealth Management, LLC, another pass-through entity for income from Solomon CPAs & Financial Services.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.