Matthew Schanz is a CFP-designated registered investment advisor, based in Raleigh, NC, with 12 years of industry experience. Matthew is also registered as a broker, so some compensation may come from commissions on products sold.
Location
1500 Sunday Drive, Suite 300, Raleigh, NC, 27607
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Matthew works as an insurance agent selling fixed annuities and insurance products since August 2024. This activity, along with his work as an IAR preparing financial plans, takes about a quarter of his time.
Employment History
Current Registrations
Dai Securities, LLCBroker
Prosperity - an Eisneramper Company
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
The Strategic Financial Alliance
The Strategic Financial Alliance, INC.Broker
State Registrations24 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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