Christopher Gray is a registered investment advisor, based in Barco, NC, with 11 years of industry experience.
Location
100 Fyvie Dr., Barco, NC, 27917
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Christopher provides financial services to eligible members of the State Employees' Credit Union. He is also an agent for SECU Life Insurance Company, selling life insurance as required by his position at the credit union.
Employment History
Current Registrations
Credit Union Investment Services
June 2022 - Present · 3 yrs 11 mos
Secu Brokerage ServicesBroker
June 2022 - Present · 3 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
November 2014 - May 2022 · 7 yrs 6 mos
Wells Fargo Clearing Services, LLCBroker
October 2014 - May 2022 · 7 yrs 7 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.