Andrea Karkos is a registered investment advisor, based in Lewiston, ME, with 11 years of industry experience.
Location
70 Lincoln Street, 3rd floor, Lewiston, ME, 04240
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Andrea is an employee of Androscoggin Bank and Androscoggin Financial Services. She spends about 10-20% of her time working for Androscoggin Financial Services, which is a DBA for Raymond James.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2017 - Present · 9 yrs 3 mos
Raymond James Financial Services, INC.Broker
February 2017 - Present · 9 yrs 3 mos
Previous Registrations
Invest Financial Corporation
June 2016 - February 2017 · 8 mos
Invest Financial CorporationBroker
June 2016 - February 2017 · 8 mos
Commonwealth Financial Network
January 2015 - May 2016 · 1 yr 4 mos
Commonwealth Financial NetworkBroker
October 2014 - May 2016 · 1 yr 7 mos
State Registrations12 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.