Simon Block is a registered investment advisor, based in Atlanta, GA, with 11 years of industry experience.
Location
2300 Windy Ridge Parkway, Suite 150-S, Atlanta, GA, 30339
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Simon is a board member and treasurer for Futures Inc., assisting with social events and ensuring appropriate fund management. These activities require minimal time commitment.
Employment History
Current Registrations
Cetera Investment Services LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Advisers LLC
June 2019 - Present · 6 yrs 11 mos
Cetera Investment Services LLCBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Foresters Advisory Services, LLC
September 2018 - June 2019 · 9 mos
Foresters Financial Services, INC.Broker
September 2014 - June 2019 · 4 yrs 9 mos
State Registrations23 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.