Magnum Drew is a registered investment advisor at Financial Client, based in Sacramento, CA, with 9 years of industry experience. Magnum operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Financial Client offers two investment management options:
- Assets Under Advisement: You get ongoing risk assessment, analysis, and education, but you make your own trades. The fee is a percentage of the assets you disclose to Financial Client, with a $500 minimum annual fee.
- Assets Under Management: Financial Client manages your account with discretion. The fee is a percentage of the assets they manage, ranging from 0% to 1.99%.
Location
Sacramento, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Magnum owns Magnum CPA PE, providing accounting and tax preparation services, dedicating about 120 hours per month. Magnum also owns an insurance business where he is a licensed agent selling accident/health, life, and fixed annuities, dedicating about 60 hours per month.
Employment History
Current Registrations
Financial Client
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Capital CORP.Broker
1st Global Advisors INC
H.D. Vest Advisory Services, INC
Hd Vest Investment ServicesBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.