Ernest Collins is a registered investment advisor, based in Livermore, CA, with 11 years of industry experience.
Location
1809 Holmes St, Livermore, CA, 94550
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
March 2023 - Present · 3 yrs 6 mos
Cetera Investment Advisers LLC
March 2023 - Present · 3 yrs 6 mos
Previous Registrations
Citigroup Global Markets INC.Broker
November 2019 - March 2023 · 3 yrs 4 mos
Citigroup Global Markets INC.
November 2019 - March 2023 · 3 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
October 2016 - October 2019 · 3 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2016 - October 2019 · 3 yrs 9 mos
Foresters Financial Services, INC.Broker
October 2014 - December 2015 · 1 yr 2 mos
State Registrations12 states
AZCAFLHIIDKSMNMTNVORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.