JR
JR
James Robinson is a registered investment advisor, based in Monroe, NC, with 11 years of industry experience.
Location
2593 W Roosevelt Blvd, Monroe, NC, 28110
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Regulatory History (1)
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Customer Dispute
February 2023Denied
Other Business ActivitiesSells Insurance
James sells fixed life insurance outside of Cetera.
Employment History
Current Registrations
Cetera Investment Services LLCBroker
September 2019 - Present · 6 yrs 10 mos
Cetera Investment Advisers LLC
September 2019 - Present · 6 yrs 10 mos
Previous Registrations
CUNA Brokerage Services, INC.
September 2017 - September 2019 · 2 yrs
CUNA Brokerage Services, INC.Broker
September 2017 - September 2019 · 2 yrs
Prudential Financial Planning Services
January 2017 - July 2017 · 6 mos
Pruco Securities, LLC.Broker
January 2017 - July 2017 · 6 mos
Edward Jones
February 2015 - November 2016 · 1 yr 9 mos
Edward JonesBroker
October 2014 - November 2016 · 2 yrs 1 mo
State Registrations5 states
FLGANCSCVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.