Katherine Mercer
Katherine Mercer is a registered investment advisor at Ferris Wheel Finance, INC., based in Venice, FL, with 10 years of industry experience. Katherine operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Estate Planning, Financial Planning & Coaching, High Net Worth, and 4 more. Their firm serves 286 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.20% |
| $500K - $2.0M | 1.10% |
| $2.0M - $4.0M | 1.00% |
| $4.0M - $5.0M | 0.80% |
| $5.0M - $10.0M | 0.70% |
| $10M+ | 0.60% |
Fee Estimator
Location
871 Venetia Bay Blvd, Suite 201, Venice, FL, 34285
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Katherine owns Business Concepts, Inc. and Lucky Compass Enterprise, Inc., dedicating minimal time to overseeing Business Concepts' activities. She also has a sole proprietorship for fixed insurance sales, started in 2004, which takes minimal time.
Employment History
Current Registrations
Ferris Wheel Finance, INC.
Previous Registrations
Wells Fargo Clearing Services, LLC
Wells Fargo Clearing Services, LLCBroker
Edward Jones
Edward JonesBroker
State Registrations4 states
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