Katrina Jones is a registered investment advisor, based in Chicago, IL, with 11 years of industry experience.
Location
353 N. Clark St, Chicago, IL, 60654
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Mesirow Financial Investment Management, INC.
May 2021 - Present · 5 yrs 2 mos
Mesirow Financial, INC.Broker
May 2021 - Present · 5 yrs 2 mos
Mesirow Financial, INC.
May 2021 - Present · 5 yrs 2 mos
Previous Registrations
Bankers Life Advisory Services, INC.
September 2020 - May 2021 · 8 mos
Bankers Life Securities, INC.Broker
September 2020 - May 2021 · 8 mos
Tradestation Securities, INC.Broker
June 2018 - September 2020 · 2 yrs 3 mos
Bankers Life Advisory Services, INC.
December 2016 - June 2018 · 1 yr 6 mos
Bankers Life Securities, INC.Broker
April 2016 - June 2018 · 2 yrs 2 mos
Nylife Securities LLCBroker
October 2014 - March 2016 · 1 yr 5 mos
State Registrations2 states
ILNY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.