MR
MR

Max Andrew Rockwell

10 Years of Experience
Areas of Practice
Investment Management
Compensation
Fee-Only (AUM)
Firm Size
11 advisors
Number of Clients
1,883 clients
Average Client Portfolio
$297K average
Assets Under Management
$559.3M

Fee Structure

Financial Planning:Investment management only
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Location

2500 Regency Parkway, Cary, NC, 27518

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Max oversees investments made in wealth management related businesses for Golden State Asset Management, LLC, dedicating full-time hours to this role. He is also a partner overseeing wealth management investments for CCDML Ventures Group LLC, spending about 10-20% of his time on this activity.

Employment History
Current Registrations
Ascentis Asset Management, LLC
August 2023 - Present · 2 yrs 6 mos
Previous Registrations
Org Partners Asset Management
December 2024 - August 2025 · 8 mos
Wealthshield LLC
January 2019 - May 2025 · 6 yrs 4 mos
The Ayco Company,l.p.
February 2015 - August 2018 · 3 yrs 6 mos
Mercer Allied Company, L.P.Broker
February 2015 - August 2018 · 3 yrs 6 mos
Fidelity Brokerage Services LLCBroker
October 2014 - December 2014 · 2 mos
State Registrations1 state
CA
Advisor
Exams
No exam information available for this advisor.