Nicholas Moore is a registered investment advisor at Morgan Stanley, based in Los Angeles, CA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
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Assets Under Management
Fee Structure
Location
1999 Avenue of the Stars, Suite 2400, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Nicholas is a sole proprietor/owner of a rental property in La Jolla, California, since November 2024. This investment-related activity requires minimal time during and after business hours for property management.
Employment History
Current Registrations
Morgan Stanley
Morgan StanleyBroker
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations41 states
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