DM
DM

David Moore

11 Years of Experience
Roanoke, VA
Broker

David Moore is a registered investment advisor at Morgan Stanley, based in Roanoke, VA, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

10 South Jefferson Street, Suite 1700, Roanoke, VA, 24011

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

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Other Business Activities

David is a board member for the United Way of Henry County and Martinsville, VA since January 2019, dedicating minimal time. He is also a board member for the Martinsville City Schools Endowment Fund since October 2019, dedicating minimal time to board meetings, volunteer work, and fundraising.

Employment History
Current Registrations
Equitable Advisors, LLC
March 2026 - Present · 2 mos
Equitable Advisors, LLCBroker
March 2026 - Present · 2 mos
Morgan Stanley
June 2019 - Present · 6 yrs 11 mos
Morgan StanleyBroker
June 2019 - Present · 6 yrs 11 mos
Previous Registrations
Suntrust Advisory Services, INC.
September 2016 - June 2019 · 2 yrs 9 mos
Suntrust Investment Services, INC.
March 2015 - December 2016 · 1 yr 9 mos
Suntrust Investment Services, INC.Broker
December 2014 - June 2019 · 4 yrs 6 mos
State Registrations15 states
CAFLGAILMDNCNJNYPASCTNTXVAWAWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.