Mary Mullen
Mary Mullen is a registered investment advisor at Cetera Investment Advisers LLC, based in Sioux Falls, SD, with 8 years of industry experience. Mary operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
6009 S. Sharon Avenue, Suite 101, Sioux Falls, SD, 57108
Get directionsHistory
Regulatory History (6)
Financial
December 2019Financial
September 2019Financial
July 2018Financial
February 2018Financial
October 2017Financial
September 2017Other Business ActivitiesSells Insurance
Mary is involved in several outside business activities, including property rental, financial services as a referring advisor, and serving on the board of directors for a non-profit organization. She also sells life, disability, and long-term care insurance to clients, dedicating minimal time to this activity.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
1st Global Advisors INC
1st Global Capital CORP.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.