Thomas Huber is a registered investment advisor, based in New York, NY, with 6 years of industry experience.
Location
30 Rockefeller Plaza, New York, NY, 10112
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Lazard Asset Management Securities LLCBroker
August 2023 - Present · 2 yrs 9 mos
Lazard Asset Management LLC
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Eagle Bay Family Office
November 2022 - June 2023 · 7 mos
Truvvo Capital Services LLCBroker
August 2018 - November 2019 · 1 yr 3 mos
Citigroup Global Markets INC.Broker
March 2016 - August 2017 · 1 yr 5 mos
State Registrations52 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.