Sean Gurson is a registered investment advisor at Unlock Investments, based in Walnut Creek, CA, with 7 years of industry experience. Sean operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include High Net Worth, Investment Management. Their firm serves 3 clients with $210K in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Unlock Investments charges fees based on your account's performance relative to a benchmark (50/50 combination of the S&P 500 and NASDAQ indices). Here's how it works:
- Negative returns, didn't beat the benchmark: No fees.
- Negative returns, beat the benchmark: 0.10% management fee.
- Positive returns, didn't beat the benchmark: 0.10% management fee + 15% performance fee.
- Positive returns, beat the benchmark: 0.10% management fee + 25% performance fee.
The management fee is 1.2% per year (charged as 0.10% monthly). There's also an annual performance fee of 25% on the increase in account value if your account reaches an all-time high on its anniversary date. These performance-based fees can only be charged to clients with over $1.1 million invested or a net worth of at least $2.2 million (excluding primary residence).
Location
Walnut Creek, CA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Unlock Investments
Previous Registrations
T3 Trading Group, LLCBroker
Wells Fargo Advisors
Wells Fargo AdvisorsBroker
Penserra Securities, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.