Oscar Bates
Oscar Bates is a ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Glasgow, KY, with 11 years of industry experience. Oscar operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Location
Glasgow, KY
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Oscar sells equity indexed annuities and life, long-term care, and disability insurance through Avantax Insurance Agency and/or Avantax Insurance Services, dedicating minimal time to these activities. He also provides tax preparation services through Commonwealth Tax Professionals, spending nearly full-time on this endeavor.
Employment History
Current Registrations
Cetera Investment Advisers LLC
Cetera Wealth Services, LLCBroker
Previous Registrations
Avantax Advisory Services
Avantax Investment Services, INC.Broker
State Registrations2 states
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