AQ
AQ

Ariel Saul Rosero Quinteros

9 Years of Experience
Broker
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
231 advisors
Number of Clients
19,012 clients
Average Client Portfolio
$1.6M average
Assets Under Management
$30.1B

Fee Structure

Minimum Investment:$2.5K
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Location

6201 College Blvd., Suite #150, Overland Park, KS, 66211

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Ariel works for Amazon Flex and Instacart delivering packages and groceries, dedicating about 10-20% of their time to each. Ariel also works full-time at Prime Capital Investment Advisors performing administrative duties.

Employment History
Current Registrations
Prime Capital Financial
May 2024 - Present · 1 yr 9 mos
Private Client Services, LLCBroker
January 2024 - Present · 2 yrs 1 mo
Previous Registrations
Goldman Sachs & CO. LLCBroker
May 2021 - October 2023 · 2 yrs 5 mos
Legg Mason Investor Services, LLCBroker
February 2017 - May 2021 · 4 yrs 3 mos
Legg Mason Investor Services, LLCBroker
December 2015 - November 2016 · 11 mos
State Registrations1 state
MD
AdvisorBrokerBoth
Exams
No exam information available for this advisor.