Jacob Rothman
Jacob Rothman is a CFA, CFP-designated registered investment advisor at Rothman Investment Management, LLC, based in Atascadero, CA, with 11 years of industry experience. Jacob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Alternative Investments, Annuities, Business Owners, Charitable Giving, and 8 more. Their firm serves 140 clients with $100M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
Subject to a $5,000 annual minimum portfolio management fee.
Fee Estimator
Contact
Jacob Rothman
Location
9700 El Camino Real, Suite 301, Atascadero, CA, 93422
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jacob is a board member at Sierra Vista Hospital since 2019, attending monthly meetings to oversee safety, licensing, and community issues. He dedicates minimal time to this activity.
Employment History
Current Registrations
Rothman Investment Management, LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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