Jacob Rothman
Jacob Rothman is a CFA, CFP-designated registered investment advisor at Rothman Investment Management, LLC, based in Atascadero, CA, with 11 years of industry experience. Jacob operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Estate Planning, Financial Planning & Coaching, and 5 more. Their firm serves 111 clients with $55M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 1.00% |
| $1.0M - $5.0M | 0.75% |
| $5M+ | 0.50% |
RIM requires a minimum annual fee of $3,500 for portfolio management services. For account values below $350,000, this will equate to a fee greater than 1%.
Fee Estimator
Contact
Jacob Rothman
Location
9700 El Camino Real, Suite 302, Atascadero, CA, 93422
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Jacob is a board member at Sierra Vista Hospital since 2019, attending monthly meetings to oversee safety, licensing, and community issues. He dedicates minimal time to this activity.
Employment History
Current Registrations
Rothman Investment Management, LLC
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.