Carolyn Daigler is a registered investment advisor, based in Buffalo, NY, with 11 years of industry experience.
Location
434 Delaware Ave, Suite 1, Buffalo, NY, 14202
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Carolyn works as a Client Services Manager for Noble Wealth Partners, handling new account opening and maintenance, and client experience. This takes about half of Carolyn's time.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2021 - Present · 5 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2021 - Present · 5 yrs 5 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2015 - February 2021 · 6 yrs 1 mo
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2014 - February 2021 · 6 yrs 3 mos
State Registrations1 state
NY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.