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Michael Waller

11 Years of Experience
Chesterfield, MO
Broker

Michael Waller is a registered investment advisor at Wells Fargo Advisors, based in Chesterfield, MO, with 11 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

16090 Swingley Ridge Road, Suite 610, Chesterfield, MO, 63017

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Michael has a 16.6% ownership in Magis LLC and 100% ownership in Michael T. Waller Financial Services LLC. Both are investment-related and require full-time commitments, with Michael dedicating some time during trading hours to the latter.

Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 3 yrs 1 mo
Wells Fargo Advisors Financial Network, LLCBroker
June 2023 - Present · 3 yrs 1 mo
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2015 - June 2023 · 8 yrs 5 mos
Wells Fargo Clearing Services, LLCBroker
December 2014 - June 2023 · 8 yrs 6 mos
State Registrations16 states
CACODCDEFLGAILINKSKYMIMONYOHSCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Waller - Financial Advisor | TrueAdvisor