Alex Smith
Alex Smith is a registered investment advisor at Horace Mann Investors, INC., based in East Greenwich, RI, with 11 years of industry experience. Alex is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 1.60% |
| $250K - $500K | 1.60% |
| $500K - $1.0M | 1.40% |
| $1.0M - $5.0M | 1.20% |
| $5M+ | 1.10% |
Fees vary by specific model program selected. Rates shown represent the maximum fees across programs such as BNY AdvisorFlex and BNY Managed360.
Fee Estimator
Location
68 Cliff Street, East Greenwich, RI, 02818
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Alex is a multiline insurance agent with Horace Mann Service Corp., offering various insurance products. Additionally, Alex works as a pianist, is the Vice President of NEARI Children's Fund, and is an Assistant Drama Advisor for Chariho Regional School District.
Employment History
Current Registrations
Horace Mann Investors, INC.
Horace Mann Investors, INC.Broker
State Registrations5 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Brittany Moran, CFPLincoln Capital Corporation
- Daniel Forbes, CFPForbes Financial Planning, INC.
- Christine Canapari, ChFCMariner Independent
- Daniel Legault, CFPMariner Independent
- Mary Lundstrom, CFP, ChFCOnepoint Bfg Wealth Partners
- Steven Humm, CFAAdvice and Planning Services