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Todd Frederick

10 Years of Experience
East Freedom, PA
BrokerSells Insurance

Todd Frederick is a registered investment advisor at Cetera Investment Advisers LLC, based in East Freedom, PA, with 10 years of industry experience. Todd operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

259 Shoenfelt St, East Freedom, PA, 16637

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Todd is an insurance agent selling life, health, disability, annuities, and long-term care products, dedicating about half his time to this. He also provides financial planning services through ARK Financial Services, LLC, dedicating a full-time commitment.

Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 4 mos
Cetera Advisors LLCBroker
March 2015 - Present · 11 yrs 4 mos
Previous Registrations
Cetera Advisors LLC
June 2019 - March 2024 · 4 yrs 9 mos
State Registrations27 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Todd Frederick - Financial Advisor | TrueAdvisor