Liselotte Richards is a registered investment advisor, based in Los Angeles, CA, with 10 years of industry experience.
Location
2121 Avenue of the Stars, Suite 1600, Los Angeles, CA, 90067
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Liselotte holds a California Insurance License, but it is used for supervisory purposes only and she is a non-producer. She also works full-time as a Compliance/Operations Specialist at Independent RIA SEIA, LLC.
Employment History
Current Registrations
Signature Estate Securities, LLCBroker
Seia
Previous Registrations
Osaic Wealth, INC.Broker
Signator Investors, INC.Broker
State Registrations1 state
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