Catherine Botero
Catherine Botero is a registered investment advisor at J.P. Morgan Securities LLC, based in Aventura, FL, with 11 years of industry experience. Catherine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Location
19495 Biscayne Blvd., Aventura, FL, 33180
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2019Other Business Activities
Catherine is an owner/partner in HLCB Holdings LLC, a real estate business, since 2023. She receives rental income from pre-cleared properties, dedicating minimal time to this activity.
Employment History
Current Registrations
J.P. Morgan Securities LLC
J.P. Morgan Securities LLCBroker
State Registrations25 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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