Joseph Mcleod
Joseph Mcleod is a registered investment advisor at Raleigh Capital Management INC., based in Cary, NC, with 11 years of industry experience. Joseph operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Retirement Planning. Their firm serves 470 clients with $400M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Raleigh Capital Management (RCM) offers investment management services where they directly manage your investments or act as a 'manager of managers' by selecting third-party money managers. The advisory fee is negotiable but generally will not exceed 1.80% of the value of your assets per year. The fee is charged monthly or quarterly, based on the average daily balance of your account. If RCM retains sub-advisers, they will be paid out of the advisory fees RCM collects from you.
Location
117 Edinburgh South Drive, Suite 110, Cary, NC, 27511
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Regulatory History (1)
Customer Dispute
August 2020Other Business ActivitiesSells Insurance
Joseph is an advisor with Raleigh Wealth Solutions, Inc., offering life insurance and annuities, where he processes applications and recommends insurance products. This activity, which began in 2015, takes a few hours per week and is investment-related.
Employment History
Current Registrations
Raleigh Capital Management INC.
Previous Registrations
Intervest International Equities CorporationBroker
G.F. Investment Services, LLCBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.