Joseph Mcleod is a registered investment advisor, based in Cary, NC, with 11 years of industry experience. Joseph is also registered as a broker, so some compensation may come from commissions on products sold.
Location
117 Edinburgh South Drive, Suite 110, Cary, NC, 27511
Get directionsHistory
Regulatory History (1)
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Customer Dispute
August 2020Settled
Other Business ActivitiesSells Insurance
Joseph is an advisor with Raleigh Wealth Solutions, Inc., offering life insurance and annuities, where he processes applications and recommends insurance products. This activity, which began in 2015, takes a few hours per week and is investment-related.
Employment History
Current Registrations
Quincy Wells Capital, LLC
July 2026 - Present · 3 mos
Quincy Wells Capital, LLCBroker
July 2026 - Present · 3 mos
Raleigh Capital Management INC.
June 2017 - Present · 9 yrs 4 mos
Previous Registrations
Intervest International Equities CorporationBroker
January 2019 - November 2019 · 10 mos
G.F. Investment Services, LLCBroker
January 2015 - December 2018 · 3 yrs 11 mos
State Registrations1 state
NC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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