AA
AA
Alexander Arango
11 Years of Experience
Dania, FL
6 DisclosuresBroker
Alexander Arango is a registered investment advisor at Cetera Investment Advisers LLC, based in Dania, FL, with 11 years of industry experience. Alexander is also registered as a broker, so some compensation may come from commissions on products sold. Their firm serves 813,961 clients with $260B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10471 advisors
IM Fee
Planning only
Assets Under Management
$256.8B
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Location
499 Sheridan Street, Dania, FL, 33004
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Regulatory History (6)
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Customer Dispute
December 2023Denied
Customer Dispute
October 2023Settled
Customer Dispute
August 2021Settled
Customer Dispute
May 2021Settled
Customer Dispute
April 2021Settled
Customer Dispute
April 2021Settled
Other Business Activities
Alexander owns rental property in Miami, Florida. This activity requires minimal time and does not involve securities clients or activities.
Employment History
Current Registrations
Cetera Investment Advisers LLC
January 2019 - Present · 7 yrs 9 mos
Cetera Investment Services LLCBroker
January 2019 - Present · 7 yrs 9 mos
Previous Registrations
LPL Financial LLC
August 2015 - December 2018 · 3 yrs 4 mos
LPL Financial LLCBroker
April 2015 - December 2018 · 3 yrs 8 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2014 - March 2015 · 3 mos
State Registrations11 states
CAFLGAMAMONCNYSCTNTXVA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.