Vincent Klein
Vincent Klein is a registered investment advisor at Cambridge Investment Research Advisors, INC., based in Chesterfield, MO, with 11 years of industry experience. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 4 more. Their firm serves 323,031 clients with $100B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Cambridge Investment Research Advisors (CIRA) offers investment management services through several platforms. Fees are based on a percentage of your portfolio's value and are negotiable. The maximum annual fee is 2.25%. Fees can be structured as flat, tiered, or breakpoint. You may also encounter setup fees and service fees. Fees are typically deducted directly from your account. CIRA also offers WealthPort, a wrap fee program with inclusive fees. The WealthPort maximum advisory fee is 2.25% annually.
Location
390 S. Woods Mill Rd., Suite 100, Chesterfield, MO, 63017
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Vincent is a board trustee for Knights of Columbus, dedicating minimal time. He is also an independent insurance agent for various independent insurance agencies under New Perspective Financial DBA Cadeau Family Wealth, working full-time, and owns CVK Properties LLC. Finally, he is an advisory representative of a RIA, spending about half his time there.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
Cambridge Investment Research Advisors, INC.
Previous Registrations
Saxony Securities, INC.Broker
Saxony Capital Management, LLC
Madison Avenue Securities, LLC
Madison Avenue Securities, LLCBroker
Madison Avenue Securities, LLC
Transamerica Financial Advisors, INC.
Transamerica Financial Advisors, INCBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.