Thomas White is a registered investment advisor, based in Wendell, NC, with 9 years of industry experience.
Location
Wendell, NC
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Empower Financial Services, INC.
January 2023 - Present · 3 yrs 4 mos
Empower Advisory Group, LLC
January 2023 - Present · 3 yrs 4 mos
Empower Financial Services, INC.Broker
January 2023 - Present · 3 yrs 4 mos
Previous Registrations
Fidelity Personal and Workplace Advisors
September 2020 - December 2022 · 2 yrs 3 mos
Fidelity Brokerage Services LLCBroker
August 2020 - December 2022 · 2 yrs 4 mos
Advice and Planning Services
February 2019 - July 2020 · 1 yr 5 mos
Tiaa-Cref Individual & Institutional Services, LLCBroker
February 2019 - July 2020 · 1 yr 5 mos
TD Ameritrade, INC.
April 2018 - January 2019 · 9 mos
TD Ameritrade Investment Management, LLC
February 2018 - January 2019 · 11 mos
TD Ameritrade, INC.Broker
February 2018 - January 2019 · 11 mos
Scottrade Investment Management
October 2016 - February 2018 · 1 yr 4 mos
Scottrade, INC.Broker
September 2016 - February 2018 · 1 yr 5 mos
State Registrations45 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.