Jason Gergely
Jason Gergely is a CFP-designated registered investment advisor at Beacon Pointe Advisors, LLC, based in Warsaw, IN, with 11 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Estate Planning, High Net Worth, Investment Management, and 1 more. Their firm serves 29,929 clients with $55B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
Advisory fees for private clients generally range from 0.50% to a maximum of 1.50% of assets under management, subject to a minimum quarterly fee of $1,250.
Fee Estimator
Location
122 W Market St, Warsaw, IN, 46580
Get directionsHistory
Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Jason operates his LPL business under the DBA Alderfer, Bergen & Company, dedicating full-time hours. He also has a business entity, Gergely Investments Inc, for tax/investment purposes, spending significant time on securities trading. Additionally, Jason engages in non-variable insurance activities through Capitas, dedicating minimal time to it.
Employment History
Current Registrations
Beacon Pointe Advisors, LLC
Previous Registrations
LPL Financial LLC
LPL Financial LLCBroker
State Registrations2 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Parker Stewart, CFPBeacon Pointe Advisors, LLC
- William Day, CFP, ChFCBeacon Pointe Advisors, LLC
- Michael BergenBeacon Pointe Advisors, LLC
- Alan Alderfer, CFPBeacon Pointe Advisors, LLC
- Bradley Skiles, CFP, ChFCLPL Financial LLC
- Brock Tidball, CFPEdward Jones