RH
RH

Rufus Hawkins

11 Years of Experience
Brandon, FL
Broker

Rufus Hawkins is a registered investment advisor at LPL Financial LLC, based in Brandon, FL, with 11 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
27420 advisors
Number of Clients
1,676,192 clients
Average Client Portfolio
$369K average
Assets Under Management
$618.9B

Fee Structure

Minimum Investment:$1K
Investment management only (planning not offered)

LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.

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Location

1370 Oakfield Dr, Brandon, FL, 33511

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Rufus works full-time as an advisor for Suncoast CU/Members Trust since 2019. He also operates under the DBA Suncoast Investment Services for his LPL business.

Employment History
Current Registrations
LPL Financial LLC
May 2022 - Present · 4 yrs
LPL Financial LLCBroker
May 2022 - Present · 4 yrs
Previous Registrations
CUNA Brokerage Services, INC.
September 2019 - May 2022 · 2 yrs 8 mos
CUNA Brokerage Services, INC.Broker
August 2019 - May 2022 · 2 yrs 9 mos
Edward Jones
June 2017 - August 2019 · 2 yrs 2 mos
Edward JonesBroker
April 2017 - August 2019 · 2 yrs 4 mos
Fifth Third Securities, INC.Broker
October 2014 - March 2017 · 2 yrs 5 mos
State Registrations19 states
ALARCAFLGAIDINKYNCNJNMNYOKORPARISCTXWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.