Coleman Showalter is a registered investment advisor, based in Rockingham, VA, with 11 years of industry experience.
Location
4109 Quarles Court, Rockingham, VA, 22801
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Coleman receives rental income as a landlord, provides CPA/tax preparation services, and is an advisory representative of a RIA. He also works as an insurance agent and owns Rocktown Marketing Agency, LLC.
Employment History
Current Registrations
Cambridge Investment Research, INC.Broker
April 2020 - Present · 6 yrs 1 mo
Cambridge Investment Research Advisors, INC.
April 2020 - Present · 6 yrs 1 mo
Previous Registrations
Concorde Investment Services, LLCBroker
August 2016 - November 2016 · 3 mos
James River Advisors
May 2016 - April 2020 · 3 yrs 11 mos
Claraphi Advisory Network, LLC
February 2016 - May 2016 · 3 mos
Concorde Asset Management, LLC
December 2014 - November 2015 · 11 mos
Concorde Investment Services, LLCBroker
November 2014 - November 2015 · 1 yr
State Registrations1 state
VA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.