JC
JC

John Cerulli

8 Years of Experience
Plainview, NY
Broker

John Cerulli is a registered investment advisor at Cetera Investment Advisers LLC, based in Plainview, NY, with 8 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

525 Old Country Road, Plainview, NY, 11803

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

John operates his LPL business under the DBA Jovia Investment Services since April 2023. He is also the sole member of JCJr trd llc since November 2022, dedicating minimal time to this investment-related activity.

Employment History
Current Registrations
Cetera Wealth Services, LLCBroker
March 2026 - Present · 2 mos
Cetera Investment Advisers LLC
March 2026 - Present · 2 mos
LPL Financial LLC
April 2023 - Present · 3 yrs 1 mo
LPL Financial LLCBroker
April 2023 - Present · 3 yrs 1 mo
Previous Registrations
Financial Resources Group Investment Services, LLCBroker
May 2023 - October 2023 · 5 mos
J.P. Morgan Securities LLC
February 2022 - September 2022 · 7 mos
J.P. Morgan Securities LLCBroker
January 2019 - September 2022 · 3 yrs 8 mos
Pruco Securities, LLC.Broker
July 2018 - November 2018 · 4 mos
J.P. Morgan Securities LLCBroker
November 2014 - October 2016 · 1 yr 11 mos
State Registrations9 states
COFLGAMDNJNYPAVAWI
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
John Cerulli - Financial Advisor | TrueAdvisor