Spencer Carlson is a registered investment advisor, based in The Woodlands, TX, with 11 years of industry experience.
Location
9950 Woodloch Forest Dr, Ste 2510, The Woodlands, TX, 77380
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Sanctuary Securities, INC.Broker
February 2023 - Present · 3 yrs 3 mos
Sanctuary Advisors, LLC
February 2023 - Present · 3 yrs 3 mos
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
December 2014 - March 2023 · 8 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
December 2014 - March 2023 · 8 yrs 3 mos
State Registrations34 states
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AdvisorBrokerBoth
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Exams
No exam information available for this advisor.