Seth Rosenberg is a registered investment advisor at Ability First, based in Phoenix, AZ, with 11 years of industry experience. Seth operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 53 clients with $6.2M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 2.00% |
| $1.0M - $10.0M | 1.50% |
| $10M+ | 1.00% |
Fees may be negotiable in certain situations.
Fee Estimator
Location
2390 E Camelback Rd, #130, Phoenix, AZ, 85016
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Seth owns residential real estate properties and is an owner in The Max C Rosenberg FLLP, which holds family assets and business interests. He also wholly owns JR's Shoes and Boots LLC and JR's Custom LLC, an industrial boot store, dedicating a few hours per week to it.
Employment History
Current Registrations
Ability First
Previous Registrations
Capital Executive Solutions
Lifemark Securities CORP.
Lifemark Securities CORP.Broker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.