Royce Gore is a registered investment advisor, based in Birmingham, AL, with 11 years of industry experience.
Location
600 Vestavia Parkway, Suite 221, Birmingham, AL, 35216
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
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Royce is an advisor for Labor Retirement Services, operating under a DBA. This activity is full-time.
Employment History
Current Registrations
Cetera Advisors LLCBroker
September 2022 - Present · 3 yrs 10 mos
Cetera Investment Advisers LLC
November 2020 - Present · 5 yrs 8 mos
Previous Registrations
First Allied Advisory Services, INC.
March 2015 - November 2020 · 5 yrs 8 mos
First Allied Securities, INC.Broker
February 2015 - September 2022 · 7 yrs 7 mos
State Registrations2 states
ALMS
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.