James Towne
James Towne is a CFP-designated registered investment advisor at LPL Financial LLC, based in Montpelier, VT, with 8 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1 Bailey Ave, Montpelier, VT, 05602
Get directionsHistory
Regulatory History (4)
Financial
August 2018Financial
July 2018Financial
July 2018Criminal
February 2018Other Business ActivitiesSells Insurance
James manages an apartment rental through AirBnB and sells various types of insurance, including life, disability, long-term care, fixed annuities, and health insurance. He also owns White Mountain Investments, LLC, a legal entity to receive compensation and operate under a fiduciary standard of care.
Employment History
Current Registrations
LPL Financial LLCBroker
LPL Financial LLC
Previous Registrations
MML Investors Services, LLC
MML Investors Services, LLCBroker
LPL Financial LLCBroker
LPL Financial LLC
Cetera Advisor Networks LLC
Cetera Advisor Networks LLCBroker
Edward Jones
Edward JonesBroker
Wells Fargo Advisors, LLCBroker
State Registrations10 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.