RM
RM

Richard Miller

11 Years of Experience
Arlington Heights, IL
BrokerSells Insurance

Richard Miller is a registered investment advisor at Wells Fargo Advisors, based in Arlington Heights, IL, with 11 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

150 West Campbell, [Satellite], Arlington Heights, IL, 60005

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business ActivitiesSells Insurance

Richard is a board member for PAC Lofts HOA, spending a few hours per week attending meetings about building operations. He is also a financial advisor with Princeton Harriman Insurance Solutions, dedicating a few hours per week to his insurance practice.

Employment History
Current Registrations
Wells Fargo Advisors
November 2022 - Present · 3 yrs 6 mos
Wells Fargo Advisors Financial Network, LLCBroker
November 2022 - Present · 3 yrs 6 mos
Previous Registrations
Wells Fargo Clearing Services, LLC
January 2015 - November 2022 · 7 yrs 10 mos
Wells Fargo Clearing Services, LLCBroker
December 2014 - November 2022 · 7 yrs 11 mos
State Registrations32 states
ARAZCACOFLGAHIIAILINKSKYMAMIMNMOMTNCNENVNYOHOKORPASCTNTXUTVAWAWI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.