Matthew Phillips is a registered investment advisor, based in Pasadena, CA, with 11 years of industry experience.
Location
155 North Lake Avenue, Suite 430, Pasadena, CA, 91101
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Services LLCBroker
February 2021 - Present · 5 yrs 7 mos
Cetera Investment Advisers LLC
February 2021 - Present · 5 yrs 7 mos
Previous Registrations
LPL Financial LLCBroker
November 2017 - March 2018 · 4 mos
Trilogy Capital, INC.
June 2016 - February 2021 · 4 yrs 8 mos
National Planning CorporationBroker
December 2014 - November 2017 · 2 yrs 11 mos
State Registrations5 states
AZCACOTNTX
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.