Connor Seedall is a registered investment advisor, based in Liberty Lake, WA, with 9 years of industry experience. Connor is also registered as a broker, so some compensation may come from commissions on products sold.
Location
Liberty Lake, WA
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Regulatory History (1)
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Customer Dispute
March 2024Settled
Employment History
Current Registrations
Dai Wealth, LLC
November 2023 - Present · 2 yrs 11 mos
Dai Securities, LLCBroker
November 2023 - Present · 2 yrs 11 mos
Previous Registrations
Arete Wealth Management, LLCBroker
October 2017 - November 2023 · 6 yrs 1 mo
Arete Wealth Advisors, LLC
October 2017 - November 2023 · 6 yrs 1 mo
Royal Alliance Associates, INC.Broker
December 2015 - September 2016 · 9 mos
State Registrations14 states
AZCAFLIDKSMAMDMONCNVOHSCTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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