CC
ChFC
CC
ChFC

Charles Sebastian Claussen

10 Years of Experience
Areas of Practice
Investment ManagementRetirement PlanningTax PlanningEstate PlanningHigh Net Worth
Compensation
Fee-Only (AUM)Fixed/Hourly
Firm Size
74 advisors
Number of Clients
9,353 clients
Average Client Portfolio
$660K average
Assets Under Management
$6.2B

Fee Structure

Financial Planning:Included in AUM fee
AUM-Based Fees (Tiered)
Assets Under ManagementAnnual Fee
Up to $500K1.25%
$500K - $2.0M1.00%
$2.0M - $5.0M0.75%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.40%
$25.0M - $100.0M0.30%
$100M+0.30%

Over $100,000,001 is negotiable.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

17950 W. Corporate Drive, Suite 300, Brookfield, WI, 53045

Get directions

History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Charles owns rental property, spending a few hours per week on maintenance. He also serves as treasurer for The Lupus Foundation, dedicating minimal time each month to reviewing financial transactions and attending board meetings.

Employment History
Current Registrations
Annex Wealth Management, LLC
January 2025 - Present · 1 yr 1 mo
Previous Registrations
Transcend Advisor Group, LLC
September 2024 - January 2025 · 4 mos
Cliftonlarsonallen Wealth Advisors, LLC
May 2022 - August 2024 · 2 yrs 3 mos
Cliftonlarsonallen Wealth Advisors, LLCBroker
May 2022 - August 2024 · 2 yrs 3 mos
Prudential Financial Planning Services
August 2019 - May 2022 · 2 yrs 9 mos
Pruco Securities, LLC.Broker
August 2019 - May 2022 · 2 yrs 9 mos
Hightower Securities, LLCBroker
August 2018 - May 2019 · 9 mos
Hightower Advisors, LLC
August 2018 - May 2019 · 9 mos
Prudential Financial Planning Services
September 2015 - August 2018 · 2 yrs 11 mos
Pruco Securities, LLC.Broker
August 2015 - August 2018 · 3 yrs
Waddell & Reed
July 2015 - August 2015 · 1 mo
Waddell & ReedBroker
March 2015 - August 2015 · 5 mos
State Registrations1 state
WI
Advisor
Exams
No exam information available for this advisor.
Charles Sebastian Claussen - Financial Advisor | TrueAdvisor