Charles Claussen is a CFP, ChFC-designated registered investment advisor at Annex Wealth Management, LLC, based in Brookfield, WI, with 11 years of industry experience. Charles operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 6,802 clients with $8.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $500K | 1.25% |
| $500K - $2.0M | 1.00% |
| $2.0M - $5.0M | 0.75% |
| $5.0M - $10.0M | 0.50% |
| $10.0M - $25.0M | 0.40% |
| $25.0M - $100.0M | 0.30% |
| $100M+ | 0.30% |
Fees are subject to negotiation based on the scope and complexity of services provided. Fees for accounts over $100,000,000 are negotiable.
Fee Estimator
Location
17950 W. Corporate Drive, Suite 300, Brookfield, WI, 53045
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Charles owns rental property, spending a few hours per week on maintenance. He also serves as treasurer for The Lupus Foundation, dedicating minimal time each month to reviewing financial transactions and attending board meetings.
Employment History
Current Registrations
Annex Wealth Management, LLC
Previous Registrations
Transcend Advisor Group, LLC
Cliftonlarsonallen Wealth Advisors, LLC
Cliftonlarsonallen Wealth Advisors, LLCBroker
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Hightower Securities, LLCBroker
Hightower Advisors, LLC
Prudential Financial Planning Services
Pruco Securities, LLC.Broker
Waddell & Reed
Waddell & ReedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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