Catherine Mclarty
Catherine Mclarty is a registered investment advisor at LPL Financial LLC, based in Beaumont, TX, with 9 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1955 Dowlen Rd, Beaumont, TX, 77706
Get directionsHistory
Regulatory History (1)
Customer Dispute
June 2025Other Business Activities
Catherine operates under two DBAs for her LPL business: MEMBERS Financial Services and Neches Retirement & Investment Services. She also works as a notary, spending minimal time on this activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
CUNA Brokerage Services, INC.
CUNA Brokerage Services, INC.Broker
State Registrations17 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.