Slaten Gough is a registered investment advisor, based in Aledo, TX, with 7 years of industry experience.
Location
313 N Fm 1187, Aledo, TX, 76008
Get directionsHistory
Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Slaten is the CEO of S&BG Investments LLC, which was created for business activity but is currently not in use. He spends minimal time on this business, keeping it open for possible future activity.
Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
February 2023 - Present · 3 yrs 5 mos
Raymond James Financial Services, INC.Broker
February 2023 - Present · 3 yrs 5 mos
Previous Registrations
Edward Jones
August 2018 - February 2023 · 4 yrs 6 mos
Edward JonesBroker
July 2018 - February 2023 · 4 yrs 7 mos
State Registrations24 states
ARCACOFLGAILKSLAMIMONCNENJNMNVOHOKPATXUTVAWAWIWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.